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Sommerman, McCaffity, Quesada & Geisler L.L.P.

Personal Injury Attorneys | Sommerman, McCaffity, Quesada & Geisler, L.L.P.

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TOLL FREE PHONE: (800) 900-5373
LOCAL PHONE: (214) 720-0720 – DALLAS

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    • Andrew B. Sommerman
    • George (Tex) Quesada
    • Sean McCaffity
    • Laura Benitez Geisler
    • Al Ellis, Of Counsel
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    • Rebecca Neumann
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  • Home
  • Attorneys
    • Andrew B. Sommerman
    • George (Tex) Quesada
    • Sean McCaffity
    • Al Ellis, Of Counsel
    • Laura Benitez Geisler
    • Jody L. Rodenberg
  • Practice Areas
    • Commercial Litigation
      • Breach of Contract
      • Unfair Competition
      • Shareholder Disputes
      • Officer & Director Liability
    • Catastrophic Injuries
      • Boating Accidents
      • Brain Injuries
      • Burns
      • Falls in the Workplace
      • Gas Line Explosions
      • Insurance Litigation
        • Automobile Policies
        • General Commercial Liability Policies
      • Premises Liability
      • Spinal Cord Injuries
      • Wrongful Death
        • Workplace Deaths
        • Oilfield Deaths
        • Truck Wreck Deaths
    • Oilfield and Construction Injuries
      • Oilfield Injuries
      • Oilfield Deaths
      • Construction Site Injuries
      • Trench Collapses
    • Truck Wrecks
      • 18-Wheeler Wrecks
      • Truck Driver Fatigue
      • Fraudulent Log Books
      • Overloaded Trucks
      • Speeding
      • Truck Driver Distractions
      • Ice Storms
    • Car Wrecks
      • Motorcycle Wrecks
      • Uninsured/Underinsured Motorist Claims
      • Pedestrian Accidents
      • Bicycle Accidents
      • Injured by Distracted Driver
      • Injured by Drunk Driver
    • Pharmaceuticals and Medical Devices
      • Drug Litigation
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Posted In Personal Injury Lawyers

Trusting Your Investments

Whether investing a little bit or a large sum, hiring a broker takes research, planning and a lot of trust. You expect your broker to be knowledgeable about the market, understand the current trends and wisely invest your resources. Even more than smart investing, you expect your broker to ethically invest following all rules and guidelines set by state and federal entities. If you are unsure about hiring a broker or uneasy with your current broker, start by following the steps below.

Before Hiring a Broker:

  1. Use the Financial Industry Regulatory Authority’s (FINRA) Broker Check tool to obtain a detailed broker report.
  2. Review your broker’s history for any disciplinary action from FINRA or any state or federal regulatory agency.
  3. Review investor alerts provided by FINRA, the Securities and Exchange Commission (SEC) and the Texas State Securities Board.

If concerned your broker is providing false or misleading information:

Ask yourself the following questions, has your broker:

  1. Advised you to purchase or sell a security that seems unsuitable considering your age, financial situation, investment objectives or investment experience?
  2. Purchased or sold securities without your authorization?
  3. Switched your mutual fund without give a reason for the change?
  4. Hidden key information or failed to provide the whole picture regarding an investment? (such as: the risks of investing in a particular security, the charges or fees involved, the company’s financial information or technical/analytical information)
  5. Removed funds from your investment account without your consent?
  6. Charged excessively high commissions, markups or markdowns when buying or selling securities?
  7. Promised you will not lose money on a securities transaction, predicted a specific price or agreed to share in any losses for a particular transaction?
  8. Engaged in a private securities transaction without informing or obtaining permission from his or her firm?
  9. Ordered securities without regard to you price limits?
  10. Issued a quote without indicating price limits?
  11. Failed to make efforts to secure your purchase, sale or securities at the best possible price based on prevailing market conditions?
  12. Indicated that he or she had material, non-public information when purchasing or selling a security?
  13. Used manipulative, deceptive or fraudulent methods to get you to purchase or sell a security?

If you answered yes…

If you answered yes to any of these questions, you may have an issue with your broker. By contacting a legal professional, you can begin taking the appropriate steps. You will need to report your broker’s conduct to several regulatory entities, including FINRA, SEC and the Texas State Securities Board. Suits against an investment firm or broker often require arbitration or mediation, and by consulting an experienced attorney early in the process, you can better position yourself to recover any losses from your broker’s mishandling.


Contact the Dallas Personal Injury Attorneys at Sommerman, McCaffity, Quesada & Geisler, L.L.P.

Schedule a complimentary initial consultation with a member of our legal team.

(214) 720-0720

Dallas

(800) 900-5373

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Practice Areas

  • Commercial Litigation
  • Catastrophic Injuries
  • Oilfield & Construction Injuries
  • Truck Wrecks
  • Car Wrecks
  • Pharmaceuticals & Medical Devices

Client Testimonials

I would always suggest Sommerman, McCaffity, Quesada & Geisler

My insurance company refused to cover my injuries in an accident where they insured both parties. The other party was unquestionably liable and but did not have sufficient coverage, so damages should have been paid under my uninsured/underinsured coverage. Even though I had paid for uninsured/underinsured coverage for many years, my insurance company refused to pay. Andy Sommerman and his staff at Sommerman, McCaffity, Quesada & Geisler won the case in a jury trial even though there were three times as many attorneys and support on the opposing side. I would always suggest Sommerman, McCaffity, Quesada & Geisler if you need an attorney that is not intimidated by multi-billion dollar insurance companies.

- Roger B.
After Suffering a Hit and Run

After suffering a hit and run, I turned to Sommerman, McCaffity, Quesada & Geisler for some much-needed legal assistance. The team at Sommerman, McCaffity, Quesada & Geisler worked fastidiously for three years to resolve my complex legal matter, and kept me informed throughout the whole process. In the end, Andy Sommerman was successful in having the truck owner’s insurance pay the bills.

- SUE W.
I Refer Them to Sommerman, McCaffity, Quesada & Geisler Without Reservation

Our firm refers all of our personal injury cases to Sommerman, McCaffity, Quesada & Geisler. The clients we refer are treated professionally and are very pleased with the settlement proceeds they receive. Anytime I receive a call regarding a personal injury case, I refer them to Sommerman, McCaffity, Quesada & Geisler without reservation – I know they will be in good hands.

- SCOTTIE A.

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  • Lawdragon Names Sean McCaffity to List of Nation’s Leading Lawyers for Financial Matters 
  • Three Firm Attorneys Selected by D Magazine as “Best Lawyers in Dallas”
  • Lawdragon Names Six Firm Attorneys Among the Nation’s Top Litigators for Consumers 
  • Firm Again Named Among Region’s Top Litigation Practices
  • Firm Partner Profiled in Texas Super Lawyers Magazine

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Lawdragon Names Sean McCaffity to List of Nation’s Leading Lawyers for Financial Matters 

For the third consecutive year, the firm’s Sean McCaffity has been recognized on the list of the … [Read More...] about Lawdragon Names Sean McCaffity to List of Nation’s Leading Lawyers for Financial Matters 

Three Firm Attorneys Selected by D Magazine as “Best Lawyers in Dallas”

Based on nominations from attorneys across North Texas and a review by a select panel of attorneys, … [Read More...] about Three Firm Attorneys Selected by D Magazine as “Best Lawyers in Dallas”

Sommerman, McCaffity, Quesada & Geisler, L.L.P.

3811 Turtle Creek Blvd
Suite 1400
Dallas, TX 75219-4492

Toll Free Phone : (800) 900-5373

Local Phone: (214) 720-0720 – Dallas

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